AIFMD 2.0

AIFMD 2.0 - One Month to Go: What Fund Sponsors Should be Doing Now to PrepareFinReg Timeline 2026 View More…

Broker Dealer

SEC Guidance on the Government ShutdownSEC Adopts Treasury Clearing Rules View More…

Capital Markets

The Clarity Act Advances Slowly, and The SEC and CFTC Anticipate Passage With A New Interpretation: Some Crypto Offerings FacilitatedThe “Accredited Investor” Definition:  The SEC Appears Poised to Both Loosen and Tighten It View More…

CFIUS/Foreign Investment/Enforcement

Unsheathing its Sword: CFIUS Seeks Judicial EnforcementFrom Bark to Bite: Team Telecom’s Tougher Oversight on Foreign Access View More…

Corporate Transparency

New Interim Rule Removes CTA Reporting Requirements for U.S. Companies and U.S. PersonsPing-Pong Match Appears Over: US Companies Apparently Definitively Relieved of Compliance Obligations Under the Corporate Transparency Act View More…

Derivatives

SEC Releases Statement on Short Sale and Securities Lending Rules Following Remand by 5th Circuit U.S. Court of AppealsSEC Releases Unsurprising But Ambitious Spring 2025 Regulatory Agenda View More…

Enforcement

From Bark to Bite: Team Telecom’s Tougher Oversight on Foreign AccessBeyond the Deal: How Do You Expect SEC Exams and Enforcement to Evolve in 2025? View More…

Environmental, Social and Corporate Governance (ESG)

FinReg Timeline 2026CSRD Agreed: A Major Recalibration of the EU Sustainability Reporting Regime View More…

FinReg Monthly Update

FinReg Monthly UpdateFinReg Monthly Update View More…

HSR/Antitrust/Enforcement

HSR Burdens Lifted: Fifth Circuit Denies FTC Stay, Reinstating Prior HSR Filing RequirementsFTC Releases Shutdown Plan, Will Continue to Accept HSR Filings View More…

Insider Trading

Do Your Insider Trading Policies Cover The Prediction Markets? Should They? View More…

Privacy

SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information View More…

Private Funds

The Clarity Act Advances Slowly, and The SEC and CFTC Anticipate Passage With A New Interpretation: Some Crypto Offerings FacilitatedThe “Accredited Investor” Definition:  The SEC Appears Poised to Both Loosen and Tighten It View More…

Public Companies

SEC Adopts Final Rules Implementing the Holding Foreign Insiders Accountable Act and Announces Exempted JurisdictionsSection 16 Short-Swing Liability Rules Likely To Be Extended to Foreign Private Issuers and Their Affiliates View More…

Registered Funds

The Clarity Act Advances Slowly, and The SEC and CFTC Anticipate Passage With A New Interpretation: Some Crypto Offerings FacilitatedThe “Accredited Investor” Definition:  The SEC Appears Poised to Both Loosen and Tighten It View More…

Regulation of Digital Assets

SEC Releases Commission Interpretation on Application of Securities Laws to Digital AssetsTwo-lane Highway Takes Shape for U.S. Crypto Regulation: Digital Securities Regulation by SEC, “Digital Commodities” Regulated By CFTC View More…

SEC Enforcement

SEC Releases Commission Interpretation on Application of Securities Laws to Digital AssetsNew Reporting Obligations for Directors and Officers of Foreign Private Issuers View More…

Sports Regulatory

King’s Speech 2024: A Renewed Plan for a Football Regulator View More…

UK/EU Financial Regulation

Consolidation of Lloyd’s RulesEIOPA Consultation Paper on PE in Insurance View More…

Uncategorized

HM Treasury Consults on the Appointed Representatives RegimeFinReg Monthly Update View More…