AIFMD 2.0

FinReg Timeline 2026AIFMD 2.0: What’s To Come With Six Months To Go View More…

Broker Dealer

SEC Guidance on the Government ShutdownSEC Adopts Treasury Clearing Rules View More…

Capital Markets

New Reporting Obligations for Directors and Officers of Foreign Private IssuersSection 16 Short-Swing Liability Rules Likely To Be Extended to Foreign Private Issuers and Their Affiliates View More…

CFIUS/Foreign Investment/Enforcement

Unsheathing its Sword: CFIUS Seeks Judicial EnforcementFrom Bark to Bite: Team Telecom’s Tougher Oversight on Foreign Access View More…

Corporate Transparency

New Interim Rule Removes CTA Reporting Requirements for U.S. Companies and U.S. PersonsPing-Pong Match Appears Over: US Companies Apparently Definitively Relieved of Compliance Obligations Under the Corporate Transparency Act View More…

Derivatives

SEC Releases Statement on Short Sale and Securities Lending Rules Following Remand by 5th Circuit U.S. Court of AppealsSEC Releases Unsurprising But Ambitious Spring 2025 Regulatory Agenda View More…

Enforcement

From Bark to Bite: Team Telecom’s Tougher Oversight on Foreign AccessBeyond the Deal: How Do You Expect SEC Exams and Enforcement to Evolve in 2025? View More…

Environmental, Social and Corporate Governance (ESG)

FinReg Timeline 2026CSRD Agreed: A Major Recalibration of the EU Sustainability Reporting Regime View More…

FinReg Monthly Update

FinReg Monthly UpdateFinReg Monthly Update View More…

HSR/Antitrust/Enforcement

FTC Releases Shutdown Plan, Will Continue to Accept HSR FilingsTreasury’s Latest Moves: Fast-Track for Foreign Investors & Outbound AI Investment Inquiry View More…

Privacy

SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information View More…

Private Funds

FinCEN Finalizes Two‑Year Delay of the Investment Adviser AML Rule; Reaffirms Intent to Further Review and Tailor the Rule, and to Coordinate with Other RulemakingsFinReg Timeline 2026 View More…

Public Companies

Section 16 Short-Swing Liability Rules Likely To Be Extended to Foreign Private Issuers and Their AffiliatesGlass Lewis Abandons Benchmark Voting Policies View More…

Registered Funds

SEC Proposes Expanded “Small Entity” Definitions for Purposes of the Regulatory Flexibility ActCFTC Issues No‑Action Relief Easing Registration Requirements for Private Fund Managers View More…

Regulation of Digital Assets

Two-lane Highway Takes Shape for U.S. Crypto Regulation: Digital Securities Regulation by SEC, “Digital Commodities” Regulated By CFTCNasdaq Proposes to Allow Trading of Tokenized Securities View More…

SEC Enforcement

New Reporting Obligations for Directors and Officers of Foreign Private IssuersDos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance Failures View More…

Sports Regulatory

King’s Speech 2024: A Renewed Plan for a Football Regulator View More…

UK/EU Financial Regulation

EIOPA Consultation Paper on PE in InsuranceFinReg Monthly Update View More…

Uncategorized

HM Treasury Consults on the Appointed Representatives RegimeFinReg Monthly Update View More…